What are the five divisions of the SEC?

The Securities and Exchange Commission, or SEC, is an independent agency of the United States government charged with enforcing federal laws and drafting commodities regulations. It is also responsible for supervising electronic financial institutions and other operations in the country, as well as managing the securities sector and stock and options markets.

This section is in charge of assisting the Securities and Exchange Commission in carrying out its mandate of supervising company disclosure of key information to investors. When a corporation sells shares, it is obligated to follow disclosure rules. The Division of Corporation Finance is responsible for reviewing disclosure documents submitted by companies on a constant schedule. It also aids in the interpretation of SEC rules. It also guides the SEC on additional adoption regulations.

The Investment Management division assists the Securities and Exchange Commission in carrying out its mandate of safeguarding investors and stimulating capital development. It supervises and supervises the wealth management sector in the country. It guarantees that individual clients have access to information about assets such as mutual funds and exchange-traded funds. The section also guarantees that regulatory expenses are kept to a minimum.

The division of Enforcement is in charge of enforcing securities legislation. It makes advice on when to start investigating securities law offenses. It is also in charge of collaborating with law enforcement agencies to handle criminal matters.